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Published 2/9/26 2:21PM

Investment Advisors and RIAs: AI Research Invitation

NETWORK THEORY APPLIED RESEARCH INSTITUTE
Remote, Volunteer must be in United States
I Want to Help

    • Details

    Available Times:
    Weekdays (daytime, evenings), Weekends (daytime, evenings)
    Time Commitment:
    A few weeks
    Commitment Details:
    Review the repository's contents to document discrepancies, mistakes and missing information. This is an AGPL-3 licensed project for release only to licensed FINRA advisors.
    Recurrence:
    One time only
    0
    Cause Areas:
    Communications Access, Economic Development, Financial Literacy & Personal Finance, Research & Social Science, Volunteering
    Good For:
    Private Corporate Groups
    Other Requirements:
    Must be FINRA licensed IA or RIA group. Access to the repo requires contractual commitment to scientific dialog, examining the completeness of the data in question.

    Description

    A prompt engineer at the Network Theory Applied Research Institute used Anthropic's Claude research engine to train an LLM for FINRA guidance. The prompt expressed the need to guide consumers and advisors with greater context on the mechanics of the financial system, and equip offices for compliance with regulatory actions.

    Could this be the most comprehensive securities compliance AI training dataset ever assembled? A complete, production-ready knowledge base covering the entire U.S. securities regulatory structure including federal agencies (SEC), self-regulatory organizations (FINRA, MSRB, NFA), state regulators, and product-specific compliance requirements across all major financial instruments. What is its value? We're giving it away to compliant license holders for FREE.

    View the open-source repository by permission only to licensed FINRA advisors.

    https://github.com/NetworkTheoryAppliedResearchInstitute/IA-Bot

    Location

    Remote
    Volunteer must be in United States
    Associated Location
    Louisville, KY, USA

    Please fill out this form

    Instructions:

    NOTE: This opportunity is for FINRA registered advisors only.

    Your information will be verified through https://brokercheck.finra.org/. Afterword, you will be granted access to the repository in Github through the email associated with this exchange.

    All fields are required
    I acknowledge that use of the Idealist Applicant Tracking System is subject to Idealist's Privacy Policy and Terms of Service.
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